Events & Seminars

Our virtual AGM takes place on Thursday 10^th March 2022.  We would like to invite you to participate in the meeting where our Chairman, Richard Dudley, and I will be available to answer your questions on LIIBA’s work over the past year and our plans for 2022/23.  You will find below a link to register for this event and the opportunity to pre-submit questions if you would prefer.

To register please click on the link below to provide your details. On the Wednesday 9th March we will send a calendar invite to all that have registered by that time, detailing the relevant dial in information.

https://www.surveymonkey.co.uk/r/LTZHSHC

As we all gradually begin to return to our physical workplaces in EC3 we will encounter some new and some not recently faced issues around culture and conduct.  To help navigate these challenges, Legal firm Morgan Lewis will be giving a virtual webinar to LIIBA members where they will discuss the enforcement, regulatory, and employment legal considerations facing insurance brokers. This webinar will feature important discussions on culture and conduct, where we will share best practices for facing challenges unique to the post-pandemic workplace.

TOPICS WILL INCLUDE:

• Good and poor practices in relation to conduct in the workplace
• Maintaining a positive and inclusive culture and addressing personal misconduct in a regulatory context
• Dealing with overlapping grievance, disciplinary and whistleblowing issues
• Employment and regulatory issues arising from the pandemic, including hybrid working, managing people, and conducting investigations remotely
• Key regulatory considerations including conduct breach notifications to regulators and handling regulatory references
• The new Investment Firms Prudential Regime and Remuneration Code update

To register for this event, please click on the link below to provide your details:

https://www.surveymonkey.co.uk/r/292K6TV

Dial-in details for the event will be sent nearer the date.

As trailed at our recent roundtable, we have the next in our series of discussions about the role insurance must play in meeting the climate challenge next Friday 10^th September at 8:45am.

In a joint promotion with Worshipful Company of Insurers, we are delighted to bring you a debate between Dr Rhian-Mari Thomas, CEO of the Green Finance Institute and one of the most influential figures on the topic, and Dominic Christian, Executive Chairman of Aon Benfield and the Chair of ClimateWise, a major industry group bringing insurers and brokers together to help tackle climate change.

To join us for what will be a fascinating conversation on the key topic of our time, please register here.

Grant Thornton will be providing an overview on the process for successfully overseeing the activity of appointed representatives on Monday 6^th September2021, 9.15-10.15am.

In this presentation Grant Thornton will explore:

1. Recap on the context for and output of the 2016 FCA Thematic Review
2. Other recent regulatory developments in relation to ARs
3. What good and bad look like during the different stages of the AR oversight process:
4. Business model and risk management
5. Pre-appointment due diligence
6. Onboarding – contractual requirements
7. Approved persons and standards of conduct
8. Governance and oversight – ongoing control and monitoring
9. Customer outcomes oversight
10. Client money arrangements
11. Terminating the arrangement
12. Current and future developments regarding ARs.

To register for this event, please click on the link below to provide your details:

https://www.surveymonkey.co.uk/r/V6FGXTY

Dial-in details for the event will be sent nearer the date.