Events & Seminars

LIIBA Snippet – “FCA Fraudulent Claims”

Monday 24^th May 2021, 12noon (30 mins)

As part of our series of LIIBA Snippets, Grant Thornton will be presenting on FCA Fraudulent Claims.  The session will be a 20-minute presentation with the opportunity for a 10 min Q&A at the end.

The session will include discussion of some case studies that will set the vulnerabilities (and the operating controls) in context. This will include consideration of:

• Payment approval/escalation mechanisms
• Payment Processing, Training and Quality Assurance
• Payment Policy and risk appetite (speed of processing vs enhanced security, a trade off?)
• Cyber Security and oversight of the firms perimeter/threat surface”

To register please click on the link below to provide your details. Full dial-in details will  be send the day before the event.

https://www.surveymonkey.co.uk/r/9FBRMM9

The document below gives details of the vent and how to book.

iNED Forum – 24 May – Invitation

LIIBA WEBINAR – Summary of Client Money Challenges for 2021 – a Continuation ……….

Wednesday 12^th May 2021, 9.15-10.15 am

Following on from the “Summary of Client Money Challenges for 2021” webinar that took place in February 2021, a more detailed look at some of the more common CASS issues facing insurance brokers will take place on Wednesday 12^th May 2021, 9.15-10.15am.

Grant Thornton will be covering the following:

FCA concerns

• Financial resilience/wind down plans
• Client money surveys
• Dear CEO letter
• Appointment of auditors

Common audit issues

• Client money calculations
• Banking arrangements
• Transactions and record keeping
• Risk transfer arrangements
• Breach reporting

SMCR and governance

• Board responsibilities
• Second and third lines of defence

To register for this event, please click on the link below to provide your details:

https://www.surveymonkey.co.uk/r/XRSVLFT